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Bosera Thematic Sector Equity Securities Investment Fund
2009 Annual Report
2009 年 12 月 31 日
fund managers: Boshi Fund Management Co., Ltd.
Fund Custodian: China Construction Bank Corporation
Report Submitted Date: March 27, 2021
Bosera Thematic Sector Equity Securities Investment Fund Annual Report 2009
1
§ 1 Important Notes and Directory
1.1 Important
board of fund managers, the directors ensure that the information contained in this report there is no false, misleading statements or material omissions
leakage, and the authenticity of the content,mac makeup wholesale, accuracy and completeness of the joint and several liability. This annual report has three
more than two thirds of independent directors signed consent issued by the chairman of the board.
fund trustees China Construction Bank, the Fund under the contract, on March 26, 2010 review
the financial indicators in this report, net performance, profit distribution, financial accounting reports, portfolio reports, etc.,
review content to ensure there is no false, misleading statements or material omissions.
fund managers are committed to honesty, diligence and application of principles of management of fund assets, but does not necessarily guarantee fund
profit.
Fund's past performance is not indicative of future performance. Investment risk, investors in making investment decisions should be carefully read before
Reading and updating the Fund's prospectus.
the reporting period from January 1, 2009 until December 31 only.
Bosera Thematic Sector Equity Securities Investment Fund Annual Report 2009
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1.2 directory
§ 1 Important Notes and directory ................................ .................................................. .................................................. ............ 1
1.1 Important .................................. .................................................. .................................................. .............. 1
1.2 directory ................................... .................................................. .................................................. ..................... 2 Introduction ..................................
§ 2 Fund .................................................. .................................................. ...................... 4
2.1 Basic Fund ................................. .................................................. .................................................. ....... 4
2.2 Fund Description ................................. .................................................. .................................................. ....... 4
2.3 fund managers and fund custodians ............................. .................................................. .......................................... 4
2.4 Information disclosure ................................. .................................................. .................................................. ....... 4
2.5 Other relevant information ................................. .................................................. .................................................. ....... 5
§ 3 the main financial indicators, fund performance and net profit distribution ......................... .................................................. ................... 5
3.1 Major accounting data and financial indicators .............................. .................................................. ......................................... 5
3.2 fund net performance ................................. .................................................. .................................................. ....... 5
3.3 of profits over the past three years, the distribution of funds ............................ .................................................. ................................... 6
§ 4 managers report ................................. .................................................. .................................................. ................... 7
4.1 cases fund managers and fund managers ............................. .................................................. ...................................... 7
4.2 managers on the operation of the Fund during the reporting period the situation of compliance and trustworthy description of ..................... .................................................. ....... 7
4.3 fair manager transactions during the reporting period on the special instructions ........................ .................................................. ................ 8
4.4 Manager for the reporting period the Fund's investment strategy and performance of that ..................... .................................................. ... 8
4.5 macroeconomic managers, stock market outlook and industry trends summary ...................... .................................................. .. 8
4.6 Manager to monitor the internal audit of the Fund related to the work ......................... .................................................. ............... 9
4.7 Fund Manager of the reporting period and other matters for the valuation process ...................... .................................................. .............. 9
4.8 Fund Manager of the reporting period, the profit distribution instructions ........................ .................................................. ................ 9
§ 5 trustee report ................................. .................................................. .................................................. ................. 10
5.1 Custodian of the Fund during the reporting period and trustworthy conditions compliance statement ........................ .................................................. .................. 10
5.2 Custodian of the investment operation of the Fund during the reporting period compliance and trustworthy, net terms, description of the distribution of profits, etc. ............. ........... 10
5.3 Custodian of the annual report, the contents of the financial information is true, accurate and complete views .................. .......................... 10
§ 6 Audit Report .................................. .................................................. .................................................. ................... 10
§ 7 the annual financial statements ................................. .................................................. .................................................. ............ 11
7.1 Balance Sheet ................................. .................................................. .................................................. ......... 11
7.2 Income Statement .................................. .................................................. .................................................. ................ 12
7.3 owner's equity (fund net) Changes ........................... .................................................. .............................. 13
7.4 Statements .................................. .................................................. .................................................. ............ 14
§ 8 Portfolio Report ................................. .................................................. .................................................. ............ 34
8.1 ............................... end fund portfolio case .................................................. .......................................... 34
8.2 Final by industry ............................ stock portfolio .................................................. ............................. 34
8.3 end fund assets at fair value, the net percentage of total order of all the details of equity investments .................... ............................ 35
8.4 stock portfolio during the reporting period of significant change ........................... .................................................. .......................... 36
8.5 final species classification by bond bond portfolio ........................... .................................................. ...................... 38
8.6 accounted for at fair value, end of period net assets of the Fund ranked in the top five percentage of the size of bond investment details .................. .......................... 38
8.7 end fund assets at fair value, the net percentage of total size of all the top investment details of asset-backed securities .................. .............. 38
8.8 accounted for at fair value, end of period net asset value ratio of the size of the Fund ranked in the top five warrants investment details .................. .......................... 39
8.9 Portfolio Statements ................................ .................................................. ................................................ 39
§ 9 holders of fund shares information ............................... .................................................. .................................................. .. 40
9.1 end fund share holders and the holders of the structure of households ......................... .................................................. ..................... 40
Bosera Thematic Sector Equity Securities Investment Fund Annual Report 2009
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9.2 end of the top ten holders of the listed fund ............................ .................................................. ..................................... 40
9.3 end fund managers hold employees in the case of open funds ..................... .................................................. .40
§ 10 changes in open-end fund shares ............................... .................................................. .................................................. 40
§ 11 major events revealed ................................. .................................................. .................................................. ........... 41
11.1 fund share holders of General Assembly resolutions .............................. .................................................. ..................................... 41
11.2 fund manager and fund custodian of the special fund trust department of a major personnel changes .................... .................................. 41
11.3 involving fund managers, fund assets and fund trust business ....................... .................................................. .41
11.4 to change the investment strategy of the Fund ............................... .................................................. ............................................ 41
11.5 for the Fund's accounting firm to audit the situation ........................... .................................................. .................... 41
11.6 Custodian and its senior management or Punishment, subject to inspection, etc. .................... .............................................. 41
11.7 Securities Exchange Fund units rented the situation ........................... .................................................. ................. 41
11.8 Other major events ................................. .................................................. .................................................. ... 42
§ 12 of the other important information about investor decisions ............................ .................................................. .................................. 46
§ 13 Documents Available for Inspection ................................. .................................................. .................................................. .......... 48
13.1 Documents Available ................................. .................................................. .................................................. ... 48
13.2 Location .................................. .................................................. .................................................. .......... 49
13.3 Search mode .................................. .................................................. .................................................. .......... 49
Bosera Thematic Sector Equity Securities Investment Fund Annual Report 2009
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§ 2 Fund Profile
2.1 Basic Fund When Bo
Fund Name Thematic Sector Equity Securities Investment Fund
funds referred to when the Thematic Sector Equity Bo (LOF)
Fund, the main code 160505
transaction code 160505 Contractual fund operation
open market
Fund Contract Date January 6, 2005 Boshi Fund Management Co., Ltd.
fund manager
fund trustees China Construction Bank Corporation Total fund shares
8,004,758,023.13 reporting period were
Fund from time to time the duration of the contract
fund shares listed on the Shenzhen Stock Exchange
Listing Date February 22, 2005
2.2 Fund Description
investment objectives
to share China's urbanization, industrialization and consumption process of upgrading the rapid economic and capital markets into
longer assets of the Fund to seek long-term stable growth.
the value of the investment strategy adopted strategy of the fund industry under the guidance of enhanced active investment strategies.
80% × performance benchmark FTSE Xinhua A600 Index +20% × Chinese Xinhua China Government Bond Index.
risk-return characteristics
The Fund is an active type of stock fund, the fund's risk and expected return higher than the level
balanced funds, securities investment fund belonging to high risk species. The funds strive to strict
premise of risk control, seeking to achieve long-term stable growth in fund assets.
2.3 fund managers and fund trustees
project fund manager and fund custodian Name of Boshi Fund Management Co., Ltd.
China Construction Bank Corporation Sun Qi Qing
Yoon Dong-name person in charge of information disclosure
Contact
E-mail service@bosera.com yindong.zh @ ccb.com
Customer Service Phone 95105568
Fax
registered address
Guangdong Province, Shennan Road, Futian District, Shenzhen City, 708
8, China Merchants Bank Building, 29th Floor
Financial Street, Xicheng District, Beijing No. 25
office address
Guangdong Province, Shennan Road, Futian District, Shenzhen City, 708
8, China Merchants Bank Building, 29th Floor
downtown Port Street, Xicheng District, Beijing No. 1 Court 1
Building
Postal Code 518040100033 Yang Guo Shuqing, the legal representative
2.4 Information disclosure
disclosure of the Fund selected the name of the newspaper China Securities Journal, Securities Times, Shanghai Securities News
the body of the Annual Report posted on the Internet site manager
Bosera Thematic Sector Equity Securities Investment Fund Annual Report 2009
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Fund's annual report available place the fund manager and fund custodian at
2.5 Other relevant information Project Name Business Address
accounting firm PricewaterhouseCoopers Zhong Tian CPAs Co., Ltd.
Hubin Road, Luwan District, No. 202, Corporate Avenue, Building 2, P
PricewaterhouseCoopers Centre, 11th Floor
registration organ of the China Securities Depository and Clearing Co., Ltd. Beijing Financial Street, Xicheng District Investment Plaza, 23 Floor 27
§ 3 the main financial indicators, fund performance and net profit distribution
3.1 Major accounting data and financial indicators
Unit: RMB Yuan
3.1.1 data and indicators for the period 2009 2008 2007
issue proceeds, -1,505,268,913.70 3,423,901,637.01 278,316,541.22
-14,101,566,813.31 9,495,010,704.04 8,532,021,131.59 Profit for the period
weighted average of fund shares Profit for the period 0.9249 -1.2852 1.7723 Current weighted average net profit margin
52.80% -71.00% 76.61%
current growth rate of fund shares 71.51% -48.14% 188.61%
3.1.2 data and indicators for the end of the end of 2009 the end of 2008 the end of 2007 final profits available for distribution
845,424,329.79 1,902,904,355.92 4,408,501,405.06
end profits available for distribution of fund shares 0.1056 0.1917 0.3554
end fund net asset value of 16,833,396,930.15 13,127,249,725.05 31,643,054,746.94
end fund shares 2.103 1.323 2.551
3.1.3 the end of 2009 the cumulative index in late 2008, the end of the end of 2007
total net growth fund shares 442.25% 216.15% 509.60%
Note: The period that the Fund has realized gains period interest income, investment income, other income (excluding changes in fair value gains) net of related
expenses for the current period profit realized gains for the current fair value plus current income.
performance indicators do not include the fund traded fund holders of the fees, expenses included in the actual holders of income level is lower than the listed
figures.
3.2 NAV performance
3.2.1 fund shares and their growth rate compared with the same benchmark rate of return performance comparison
stage
share of the net
growth ①
share of the net growth
the standard deviation ②
performance base of comparison
prospective yield ③
revenue performance benchmark standard deviation of interest rate
④
① - ③ ② - ④
the past three months 15.65% 17.09% 1.29% 1.39% 1.44% -0.10%
the past six months 11.62% 16.64% 1.69% 1.45% 5.02% -0.24%
the past year 71.73% 71.51% 1.40% 1.63% -0.22% -0.23%
the past three years, 61.83% 156.72% 1.82% 2.01% 94.89% -0.19%
from the fund contract
from the commencement date
442.25% 1.55% 181.60% 1.71% 260.65% -0.16%
Bosera Thematic Sector Equity Securities Investment Fund 2009 Annual Report
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Note: The Fund's performance benchmark is: 80% × FTSE Xinhua A600 Index +20% × Chinese Xinhua China Government Bond Index.
proportion of the fund asset allocation in a dynamic process of change, the need to re-balance the proportion of the asset allocation to meet the fund contract
request, the benchmark index by 80% per day, take 20% of rebalancing, and then connected by the calculated daily by the benchmark index time series.
3.2.2 Since its entry into force of the contract total net value of fund shares since the growth rate changes and their results compared with the same benchmark rate of return variable Comparison of action
Note: This fund of funds contract on January 6, 2005 entered into force. The fund of funds in accordance with the contract, since the effective date of the fund contract
6 months, the proportion of the Fund's portfolio consistent with Article XII of the Fund Contract
related conventions. The end of the Fund Jiancang proportion of the asset allocation consistent with the contract.
3.2.3 Since its entry into force of the contract net growth rate per year since the fund and its performance compared with the benchmark rate of return over the same period comparison
Note: the actual operation of the Fund during the period 2005 to January 6, 2005 (the effective date of the fund contract) to December 31, 2005, together
year with the entry into force calculated according to the actual duration, do not follow the calendar year for conversion.
3.3 the past three years the distribution of profits funds
Unit: RMB Yuan
year
every 10 copies of the Fund the number of share dividends
the total amount paid in cash, the total amount paid to reinvest the profit distribution form of the total Notes
2009 1.200 450,366,604.42 725,822,169.82 1,176,188,774.24 2008 annual dividend
2008 - - - - -
2007 5.400 2,mac brushes,148,338,018.61 2,987,757,349.65 5,136,095,368.26 - 2,598,704,623.03 3,713,579,519.47 6,312,284,142.50 Total 6.600
-
Bosera Thematic Sector Equity Securities Investment Fund Annual Report 2009
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§ 4 managers report
4.1 cases fund managers and fund managers
4.1.1 Fund managers and fund management experience
Boshi Fund Management Co., Ltd. (hereinafter referred to as
million yuan registered capital, based in Shenzhen, Beijing, Shanghai, with branch offices. Investment company shareholders
Securities Co., Ltd., holding shares of 49%; China Great Wall Asset Management Corporation, holds 25% shares; Tianjin Port (Group)
Co., Ltd., holds shares of 6%; An Industrial Co., Ltd., holds shares of 6%; Shanghai Sheng Industry Asset Management Co., Ltd.,vibram 5 fingers,
shares 6%; Fengyi Industrial Development Co., Ltd., holds shares of 6%; Guangsha Construction Group Co., Ltd., holds shares
were 2%.
As of December 31, 2009, the company manages a total mixed Boshi Value Growth Fund, Bo, when the Shanghai and Shenzhen 300 Index Fund, Bo, when
cash proceeds Monetary Fund, Select Equity Fund when Bo, Bo, when the stock theme of the industry (LOF) funds,mac makeup, stable value of the bonds when Bo
funds, Bo, when mixed fund balance allocation, Boshi Value Growth Fund II mixed number, Bo, when the tertiary industry growth stock funds, When Bo
emerging growth stock funds, Bo, when franchise value stock funds, bond funds of credit when Bo, Bo, when the flexible configuration of mixed strategy
combined funds, Bo, when the broader market ETF funds on the card over, game over when the broader market ETF on the card feeder fund a total of fifteen open-end funds and Bo When
Yu Yang, Yue Loong, Yu Chak three closed-end funds, and by the National Social Security Fund Council commissioned the management part of the social security base
gold, and a number of corporate pension accounts, the specific asset management accounts, asset management, the total size of more than 209 billion yuan, total dividends over
over 43.6 billion yuan.
4.1.2 fund manager (or fund manager group) and the Assistant Fund Manager Profile
any period of the fund managers
Name Title Date of departure date
office
securities from
industry life
Help
Deng Xiaofeng
Fund Manager /
specific asset management
Department Deputy General Manager
Management
2007-03-14 - 8 Since
1996 in Shenzhen City Bank Industry and Trade Co.
company, Guotai Junan Securities Co., Ltd. Engineering
for. Jia Rubo 2005 when the company, served as the Fund
assistant manager, Social Security stock fund managers. Current
specific asset management vice president, cast the value of group
Deputy Director of Information, Bo Theme Industry fund managers,
part-time manager of the Social Security Equity Fund
Note: The office staff are to date and departure date of the decision the day the company, number of years of securities business in accordance with the starting time
the starting time of the securities industry.
4.2 managers on the operation of the Fund during the reporting period compliance and trustworthy description of the situation
During the reporting period, the fund managers strictly abide by the
operational management approach
laws and regulations, in good faith, diligence, gain the trust of the market, win the trust of the community-based management and use of the principle of
gold assets, on the basis of strict risk control, to the best interests of fund holders. During the reporting period, the Fund investment management
be consistent with relevant laws and regulations and the Fund of the contract, no damage to the interests of the fund holders.
Bosera Thematic Sector Equity Securities Investment Fund Annual Report 2009
8
4.3 fair manager transactions during the reporting period on the special instructions
4.3.1 the implementation of fair trade system
reporting period, the fund managers strictly enforce the
and companies related to the development of fair trade system.
4.3.2 The style of portfolio and other investment portfolios similar to the performance comparison between
manager of the Fund and the Fund's investment portfolio and other different styles.
4.3.3 irregularities special instructions
the Fund during the reporting period did not find abnormal trading behavior.
4.4 Manager for the reporting period the Fund's investment strategy and performance description
4.4.1 During the reporting period of the investment strategy and operations
2009 the market's performance beyond all expectations. The Governments response to the global economic crisis, agreed to take the super
level unprecedented accommodative monetary policy and fiscal stimulus policies, the spread of liquidity over the world, countries are significant capital market
rebound. China's economy out of recession, the first to realize the V-type reversal. Fundamentals and liquidity in the common role, A-share market
outstanding performance throughout the year in Shanghai and Shenzhen 300 index rose 95.79 percent, the Shanghai Composite Index rose 79.98%. Style from the market point of view, small
disk performance of the Company outstanding blue-chip gains lagged the broader market.
end of 08 that we have on the economy and the optimistic view of the stock market, ahead of increasing the proportion of the stock positions, reduced in March
low stock positions, and maintained for six months. Always adhere to the investment criteria for our portfolio of holdings of small cap stocks overvalued,
and to join the blue chips on a reasonable valuation.
valuation rationality is the yardstick of our investment. Investment in the future, we will continue to tape a reasonable valuation of the main blue-chip, Estimate This responsibility By the . Monitoring Interest rates
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